课程详情

课程目录

• 第1章 三级Kaplan英文视频
  

  第2课节    Behavioral Finance

  • 1、 Module 1.1 Cognitive Errors v Emotional Biases
  • 2、 Module 1.2 Emotional Biases
  • 3、 Module 2.1 Classifying Investors
  • 4、 Module 2.2 Implications Clients and Their Portfolios
  • 5、 Module 2.3 Implications Other
  
  

  第3课节     Capital Market Expectations

  • 1、 Module 3.1 Forecasting Capital Market Expectations
  • 2、 Module 3.2 The Trend Rate of Growth
  • 3、 Module 3.3 The Business Cycle
  • 4、 Module 3.4 Monetary and Fiscal Policy
  • 5、 Module 4.1 Forecasting Fixed Income Returns
  • 6、 Module 4.2 Emerging Market Bond Risk
  • 7、 Module 4.3 Forecasting Equity Returns
  • 8、 Module 4.4 The Risk Premium Approach
  • 9、 Module 4.5 Forecasting Real Estate Returns
  • 10、 Module 4.6 Exchange Rate Forecasting
  • 11、 Module 4.7 Volatility Forecasting
  • 12、 Module 4.8 Global Portfolio Adjustments
  
  

  第4课节    Asset Allocation and Related Decisions in Portfolio Management

  • 1、 Module 5.1 Investment Governance
  • 2、 Module 5.2 Economic Balance Sheet
  • 3、 Module 5.3 Approaches to Asset Allocation
  • 4、 Module 5.4 Allocation by Asset Class or Risk Factor
  • 5、 Module 5.5 Example Strategic Asset Allocation
  • 6、 Module 5.6 Other Approaches and Issues
  • 7、 Module 6.1 Basic MVO
  • 8、 Module 6.2 Reverse Optimization Black Litterman Resampling and Other Approaches
  • 9、 Module 6.3 Example
  • 10、 Module 6.4 Issues for Individuals
  • 11、 Module 6.5 A Risk Budgeting Approach
  • 12、 Module 6.6 An ALM Approach
  • 13、 Module 6.7 Goals-based ans Misecaneous Aproaches
  • 14、 Module 6.8 Rebalancing policy
  • 15、 Module 7.1 Real World Issues
  • 16、 Module 7.2 Adjusting the SAA
  • 17、 Module 7.3 Behavioral Issues
  
  

  第5课节    Derivatives and Currency Management

  • 1、 Module 8.1 Options Basics
  • 2、 Module 8.2 Synthetic Positions Using Options
  • 3、 Module 8.3 Covered Calls
  • 4、 Module 8.4 Protective Puts
  • 5、 Module 8.5 Options as a Hedge of a Short Position
  • 6、 Module 8.6 Collars
  • 7、 Module 8.7 Straddles
  • 8、 Module 8.8 Spreads
  • 9、 Module 8.9 Delta and Gamma
  • 10、 Module 8.10 Theta and Vega
  • 11、 Module 8.11 Volatility Skew and Smile
  • 12、 Module 8.12 Applications
  • 13、 Module 9.1 Managing IRR—IRS FRA IRF
  • 14、 Module 9.2 Managing Currency Exposure
  • 15、 Module 9.3 Managing Equity Risk
  • 16、 Module 9.4 Derivatives on Volatility
  • 17、 Module 9.5. (Uses of) Derivatives in Portfolio Management
  • 18、 Module 10.1 Managing currency exposure
  • 19、 Module 10.2 Active strategies fundamentals and technical
  • 20、 Module 10.3 Active strategies carry and volatility trading
  • 21、 Module 10.4 Implementation and forwards
  • 22、 Module 10.5 Implementation and options
  • 23、 Module 10.6 More advanced implementation issues
  
  

  第6课节    Fixed-Income Portfolio Management

  • 1、 Module 11.1 Role of Fixed Income
  • 2、 Module 11.2 Modeling Return
  • 3、 Module 11.3 Leverage and Tax Issues
  • 4、 Module 12.1 LDI Basics
  • 5、 Module 12.2 Managing a Duration Gap
  • 6、 Module 12.3 Advanced Strategies
  • 7、 Module 12.4 Risks
  • 8、 Module 12.5 Index Based Investing
  • 9、 Module 13.1 Yield Curve Dynamics Trades for a Static Yield Curve
  • 10、 Module 13.2 Trades for a Dynamic Yield Curve
  • 11、 Module 13.3 Yield Curve Volatility Strategies Key Rate Duration
  • 12、 Module 13.4 Active Management Across Currencies Evaluating Yield Curve Strategies
  • 13、 Module 14.1 Credit risk and Credit Spread
  • 14、 Module 14.2 Credit Spread Measures
  • 15、 Module 14.3 Bottom Up and Top Down Credit Strategies
  • 16、 Module 14.4 Liquidity and Tail Risk
  • 17、 Module 14.5 Credit Default Swaps and Synthetic Strategies
  • 18、 Module 14.6 Global Credit Strategies Structured Credit and Fixed Income Analytics
  
  

  第7课节    Equity Portfolio Management

  • 1、 Module 15.1 Equity Investment Roles
  • 2、 Module 15.2 Portfolio Income and Costs Shareholder Engagement Passive Active Management
  • 3、 Module 16.1 Benchmarks
  • 4、 Module 16.2 Approaches to Passive Investing
  • 5、 Module 16.3 Tracking Error Return and Risk
  • 6、 Module 17.1 Fundamental vs Quantitative Approaches
  • 7、 Module 17.2 Types of Active Management Strategies
  • 8、 Module 17.3 Other Strategies
  • 9、 Module 17.4 Equity Investment Style Classification
  • 10、 Module 18.1 Building Block of Active Equity Portfolio Construction
  • 11、 Module 18.2 Active Share and Active Risk
  • 12、 Module 18.3 Allocating the Risk Budget
  • 13、 Module 18.4 Implicit Cost-Related Considerations in Portfolio Construction
  • 14、 Module 18.5 The Well-Constructed Portfolio
  
  

  第8课节    Alternative Investments for Portfolio Management

  • 1、 Module 19.1 Overview of Hedge Fund Strategies
  • 2、 Module 19.2 M2_Equity Event-Driven and Relative Value Strategies
  • 3、 Module 19.3 Opportunistic Specialist and Milt Manager Strategies
  • 4、 Module 19.4 Factor Models and Portfolio Impact of Hedge Funds
  • 5、 Module 20.1 Role of Alternative Investments
  • 6、 Module 20.2 Considerations in Allocating to Alternative Investments
  • 7、 Module 20.3 Suitability Approaches Liquidity and Monitoring in Allocating to Alternative Investment
  
  

  第9课节    Private Wealth Management

  • 1、 Module 21.1 Investment Concerns of Private Clients and Institutions
  • 2、 Module 21.2 Info and Skills Needed When Advising Private Clients
  • 3、 Module 21.3 Formulating Client Goals and Evaluating Risk Tolerance
  • 4、 Module 21.4 Capital Sufficiency Analysis for Client Goals
  • 5、 Module 21.5 Principles of Retirement Planning
  • 6、 Module 21.6 The Investment Policy Statement
  • 7、 Module 21.7 Portfolio Construction
  • 8、 Module 21.8 Portfolio Reporting and Review and Evaluating an Investment Program
  • 9、 Module 21.9 Ethical and Compliance Considerations
  • 10、 Module 22.1 Approaches to Taxation
  • 11、 Module 22.2 Tax Location
  • 12、 Module 22.3 Concentrated Positions
  • 13、 Module 22.4 Gift and Estate Planning
  • 14、 Module 22.5 Estate Planning and Family Governance
  • 15、 Module 23.1 Human and financial capital
  • 16、 Module 23.2 Risks and Insurance
  • 17、 Module 23.3 Life Insurance
  • 18、 Module 23.4 Annuities
  • 19、 Module 23.5 Comprehensive example and review
  
  

  第10课节    Portfolio Management for Institutional Investors

  • 1、 Module 24.1 Overview of Institutional Investors
  • 2、 Module 24.2 Pension Funds
  • 3、 Module 24.3 Sovereign Wealth Funds
  • 4、 Module 24.4 University Endowments and Private Foundations
  • 5、 Module 24.5 Banks and Insurers
  • 6、 Module 24.6 Banks and Insurers Balance Sheet Management and Investment Considerations
  
  

  第11课节     Trading, Performance Evaluation, and Manager Selection

  • 1、 Module 25.1 Trade Motivations
  • 2、 Module 25.2 Reference Price Benchmarks for Trade Execution
  • 3、 Module 25.3Trade Execution and Strategy Implementation
  • 4、 Module 25.4 Trade Cost Measurement
  • 5、 Module 25.5 Evaluating Trade Execution
  • 6、 Module 26.1 Performance Evaluation
  • 7、 Module 26.2 Approaches to Return Attribution
  • 8、 Module 26.3 Benchmarking Investments and Managers
  • 9、 Module 26.4 Performance Appraisal
  • 10、 Module 27.1 Manager Selection Process
  • 11、 Module 27.2 Approaches to Manager Analysis
  • 12、 Module 27.3 Evaluating Managers
  • 13、 Module 27.4 Manager Contracts and Fees
  
  

  第12课节    Cases in Portfolio Management and Risk Management

  • 1、 Module 28.1 Managing Liquidity Risk
  • 2、 Module 28.2 Addressing Liquidity Needs
  • 3、 Module 28.3 Modifying Asset Allocation
  • 4、 Module 29.1 Early Career Stage
  • 5、 Module 29.2 Career Development Stage
  • 6、 Module 29.3 Peak Accumulation Stage
  • 7、 Module 29.4 Early Retirement Stage
  • 8、 Module 30.1 Financial Risks Faced by Institutional Investors
  • 9、 Module 30.2 Enterprise Risk Management
  • 10、 Module 30.3 Environmental and Social Risks Faced by Institutional Investors
  • 11、 Module 30.4 Case Sudy
  
  

  第13课节    Ethical and Professional Standards

  • 1、 Module 31.1 Code and Standards
  • 2、 Module 32.1 Standard IA B
  • 3、 Module 32.2 Standard IC D
  • 4、 Module 32.3 Standard II
  • 5、 Module 32.4 Standard IIIA B
  • 6、 Module 32.5 Standard IIIC D E
  • 7、 Module 32.6 Standard IV
  • 8、 Module 32.7 Standard V
  • 9、 Module 32.8 Standard VI
  • 10、 Module 32.9 Standard VII
  • 11、 Module 33.1 Cases
  • 12、 Module 34.1 The Asset Manager Code
  • 13、 Module 35.1 GIPS Overview
  • 14、 Module 35.2 Compliance Fundamentals
  • 15、 Module 35.3 Return Calculations
  • 16、 Module 35.4 Composites
  • 17、 Module 35.5 GIPS Presentation and Reporting
  • 18、 Module 35.6 The Valuation Hierarchy
  • 19、 Module 35.7 GIPS Verification