课程详情

课程目录

• 第1章 前导入门课
  

  第2课节    官方机考系统体验

  • 1、官方机考系统简介
  
  

  第3课节    2023年一级考纲变化

  • 1、 2023年一级考纲变化
  
  

  第4课节    CFA考前注意事项

  • 1、 CFA考前注意事项
  
  

  第5课节    金融英语

  • 1、1. 金融英语--伦理道德部分
  • 2、2.金融英语--数量分析
  • 3、3.金融英语--经济学
  • 4、 4.金融英语--财务报表分析
  • 5、5.金融英语--公司金融
  • 6、6. 金融英语--资产组合管理
  • 7、7.金融英语--股权投资
  • 8、8. 金融英语--固定收益
  • 9、9.金融英语--衍生品
  • 10、10. 金融英语--其他类投资
  
  

  第6课节    金融数学

  • 1、1.指数与对数(1)
  • 2、2.指数与对数(2)
  • 3、3.等比数列
  • 4、4.统计度量(1)
  • 5、5.统计度量(2)
  • 6、6.统计度量(3)
  • 7、7.导数
  • 8、8.假设检验
  • 9、9.数量分析框架
  
  

  第7课节    计算机使用教程

  • 1、1 .财务计算器使用概述
  • 2、2.货币的时间价值功能和摊销功能
  • 3、3 .现金流计算功能
  • 4、4.债券计算功能
  • 5、5.折旧计算功能
  • 6、6.统计计算功能
  • 7、7.计算器其他功能和考试推荐设置
  
  

  第8课节    财务报表分析前导

  • 1、 1 - 财报重要性及会计要素
  • 2、 2 - 三大财务报表
  • 3、 3 - 复式记账法与会计基础
  • 4、 4 - 财报分析方法及应用案例
  
  
• 第2章 Quantitative Methods(2024年)
  

  第2课节    Introduction

  • 1、 0-1 Introduction
  
  

  第3课节    Module 1 Rates and Returns

  • 1、 M1-1 Rates and Returns
  • 2、 M1-2 Rates and Returns
  
  

  第4课节    Module 2 The Time Value of Money in Finance

  • 1、 M2-1 The Time Value of Money in Finance
  • 2、 M2-2 The Time Value of Money in Finance
  
  

  第5课节    Module 3 Statistical Measures of Asset Returns

  • 1、 M3-1 Statistical Measures of Asset Returns
  • 2、 M3-2 Statistical Measures of Asset Returns
  
  

  第6课节    Module 4 Probability Trees and Conditional Expectations

  • 1、 M4 Probability Trees and Conditional Expectations
  
  

  第7课节    Module 5 Portfolio Mathematics

  • 1、 M5-1 Portfolio Mathematics
  • 2、 M5-2 Portfolio Mathematics
  
  

  第8课节    Module 6 Simulation Methods

  • 1、 M6-1 Simulation Methods
  • 2、 M6-2 Simulation Methods
  
  

  第9课节    Module 7 Estimation and Inference

  • 1、M7 Estimation and Inference
  
  

  第10课节    Module 8 Hypothesis Testing

  • 1、 M8-1 Hypothesis Testing
  • 2、 M8-2 Hypothesis Testing
  
  

  第11课节    Module 9 Parametric and Non-Parametric Tests of Independence

  • 1、 M9 Parametric and Non-Parametric Tests of Independence
  
  

  第12课节    Module 10 Simple Linear Regression

  • 1、 M10-1 Simple Linear Regression
  • 2、 M10-2 Simple Linear Regression
  
  

  第13课节    Module 11 Introduction to Big Data Techniques

  • 1、 M11 Introduction to Big Data Techniques
  
  
• 第3章 Economics(2024年)
  

  第2课节    Introduction

  • 1、Introduction
  
  

  第3课节    Module 1 Firms and Market Structures

  • 1、 M1-1 Introduction
  • 2、 M1-2 Profit Maximization Production Breakeven, Shutdown and Economies of Scale
  • 3、 M1-3 Introduction to Market Structures
  • 4、 M1-4 Monopolistic Competition
  • 5、 M1-5 Oligopoly
  • 6、 M1-6 Determining Market Structure
  
  

  第4课节    Module 2 Understanding Business Cycles

  • 1、 M2-1 Overview of the Business Cycle
  • 2、 M2-2 Credit Cycles
  • 3、 M2-3 Economic Indicators over the Business Cycle
  
  

  第5课节    Module 3 Fiscal Policy

  • 1、M3-1 Introduction to Monetary and Fiscal Policy&Roles and Objectives of Fiscal Policy
  • 2、 M3-2 Fiscal Policy Tools
  • 3、 M3-3 Fiscal Policy Implementation
  
  

  第6课节    Module 4 Monetary Policy

  • 1、 M4-1 Role of Central Banks
  • 2、 M4-2 Monetary Policy Tools and Monetary Transmission
  • 3、 M4-3 Monetary Policy Objectives
  • 4、 M4-4 Interaction of Monetary and Fiscal Policy
  
  

  第7课节    Module 5 Introduction to Geopolitics

  • 1、 M5-1 National Governments and Political Cooperation
  • 2、 M5-2 Forces of Globalization
  • 3、 M5-3 International Trade Organizations
  • 4、 M5-4 Assessing Geopolitical Actors and Risk
  • 5、 M5-5 The Tools of Geopolitics
  • 6、 M5-6 Geopolitical Risk and the Investment Process
  
  

  第8课节    Module 6 International Trade

  • 1、 M6-1 Benefits and Costs of Trade
  • 2、 M6-2 Trade Restrictions and Agreements—Tariffs, Quotas, and Export Subsidies
  • 3、 M6-3 Trading Blocs and Regional Integration
  
  

  第9课节    Module 7 Capital Flows and the FX Market

  • 1、 M7-1 The Foreign Exchange Market and Exchange Rates
  • 2、 M7-2 Exchange Rate Regimes Ideals and Historical Perspective
  • 3、 M7-3 Capital Restrictions
  
  

  第10课节    Module 8 Exchange Rate Calculations

  • 1、 M8 Cross-Rate Calculations&Forward Rate Calculations
  
  
• 第4章 Corporate Issuers(2024年)
  

  第2课节    Introduction

  • 1、 0-1 Corporate Issuers Overview
  
  

  第3课节    Module 1 Organizational Forms, Corporate Issuer Features, and Ownership

  • 1、 M1-1 Organizational Forms, Corporate Issuer Features, and Ownership
  • 2、 M1-2 Organizational Forms, Corporate Issuer Features, and Ownership
  • 3、 M1-3 Organizational Forms, Corporate Issuer Features, and Ownership
  • 4、 M1-4 Organizational Forms, Corporate Issuer Features, and Ownership
  
  

  第4课节    Module 2 Investors and Other Stakeholders

  • 1、 M2-1 Investors and Other Stakeholders
  • 2、 M2-2 Investors and Other Stakeholders
  • 3、 M2-3 Investors and Other Stakeholders
  • 4、 M2-4 Investors and Other Stakeholders
  
  

  第5课节    Module 3 Corporate Governance: Conflicts, Mechanisms, Risks, and Benefits

  • 1、 M3-1 Corporate Governance- Conflicts, Mechanisms, Risks, and Benefits
  • 2、 M3-2 Corporate Governance- Conflicts, Mechanisms, Risks, and Benefits
  • 3、 M3-3 Corporate Governance- Conflicts, Mechanisms, Risks, and Benefits
  • 4、 M3-4 Corporate Governance- Conflicts, Mechanisms, Risks, and Benefits
  
  

  第6课节    Module 4 Working Capital and Liquidity

  • 1、 M4-1 Working Capital and Liquidity
  • 2、 M4-2 Working Capital and Liquidity
  • 3、 M4-3 Working Capital and Liquidity
  • 4、 M4-4 Working Capital and Liquidity
  
  

  第7课节    Module 5 Capital Investments and Capital Allocation

  • 1、 M5-1 Capital Investments and Capital Allocation
  • 2、 M5-2 Capital Investments and Capital Allocation
  • 3、 M5-3 Capital Investments and Capital Allocation(1)
  • 4、 M5-3 Capital Investments and Capital Allocation(2)
  • 5、 M5-4 Capital Investments and Capital Allocation
  • 6、 M5-5 Capital Investments and Capital Allocation
  
  

  第8课节    Module 6 Capital Structure

  • 1、 M6-1 Capital Structure
  • 2、 M6-2 Capital Structure
  • 3、 M6-3 Capital Structure
  • 4、 M6-4 Capital Structure
  
  

  第9课节    Module 7 Business Models

  • 1、 M7-1 Business Models
  • 2、 M7-2 Business Models
  • 3、 M7-3 Business Models
  
  
• 第5章 Financial Statement Analysts(2024年)
  

  第2课节    Introduction

  • 1、 0-1 Introduction
  
  

  第3课节    Module 1 Introduction to Financial Statement Analysis

  • 1、 M1-1 Introduction to Financial Statement Analysis
  • 2、 M1-2 Introduction to Financial Statement Analysis
  • 3、 M1-3 Introduction to Financial Statement Analysis
  
  

  第4课节    Module 2 Analyzing Income Statements

  • 1、 M2-1 Analyzing Income Statements
  • 2、 M2-2 Analyzing Income Statements
  • 3、M2-3 Analyzing Income Statements
  
  

  第5课节    Module 3 Analyzing Balance Sheets

  • 1、 M3 Analyzing Balance Sheets
  
  

  第6课节    Module 4 Analyzing Statements of Cash Flows I

  • 1、 M4-1 Analyzing Statements of Cash Flows I
  • 2、 M4-2 Analyzing Statements of Cash Flows I
  
  

  第7课节    Module 5 Analyzing Statements of Cash Flows II

  • 1、 M5 Analyzing Statements of Cash Flows II
  
  

  第8课节    Module 6 Analysis of Inventories

  • 1、 M6-1 Analysis of Inventories
  • 2、 M6-2 Analysis of Inventories
  
  

  第9课节    Module 7 Analysis of Long-Lived Assets

  • 1、 M7-1 Analysis of Long-Lived Assets
  • 2、 M7-2 Analysis of Long-Lived Assets
  • 3、 M7-3 Analysis of Long-Lived Assets
  
  

  第10课节    Module 8 Topics in Long-Term Liabilities and Equity

  • 1、 M8-1 Topics in Long-Term Liabilities and Equity
  • 2、 M8-2 Topics in Long-Term Liabilities and Equity
  • 3、 M8-3 Topics in Long-Term Liabilities and Equity
  
  

  第11课节    Module 9 Analysis of Income Taxes

  • 1、 M9-1 Analysis of Income Taxes
  • 2、 M9-2 Analysis of Income Taxes
  
  

  第12课节    Module 10 Financial Reporting Quality

  • 1、 M10 Financial Reporting Quality
  
  

  第13课节    Module 11 Financial Analysis Techniques

  • 1、 M11-1 Financial Analysis Techniques
  • 2、 M11-2 Financial Analysis Techniques
  
  

  第14课节    Module 12 Introduction to Financial Statement Modeling

  • 1、 M12-1 Introduction to Financial Statement Modeling
  • 2、 M12-2 Introduction to Financial Statement Modeling
  
  
• 第6章 Equity Investment(2024年)
  

  第2课节    Introduction

  • 1、0-1 Introduction
  
  

  第3课节    Module 1 Market Organization and Structure

  • 1、 M1-1 Introduction
  • 2、 M1-2 Main Functions of the Financial Market
  • 3、 M1-3 Intermediaries of Financial Market
  • 4、 M1-4 Classification of assets and markets(1)
  • 5、 M1-4 Classification of assets and markets(2)
  • 6、 M1-5 Positions in an asset
  • 7、 M1-6 Instructions of transaction processes
  • 8、 M1-7 Well functioned financial market
  
  

  第4课节    Module 2 Security Market Indices

  • 1、 M2-1 Introduction of security market index
  • 2、 M2-2 Calculation of Index Values over Multiple Time Periods
  • 3、 M2-3 Index Construction(1)
  • 4、 M2-3 Index Construction(2)
  • 5、 M2-4 Index Management Rebalancing and Reconstitution
  • 6、 M2-5 Uses of Market Indexes
  • 7、 M2-6 Equity indexes
  • 8、 M2-7 Fixed-income indexes
  • 9、 M2-8 Indexes for Alternative Investments
  
  

  第5课节    Module 3 Market Efficiency

  • 1、 M3-1 The Concept of Market Efficiency
  • 2、 M3-2 Factors Affecting Market Efficiency
  • 3、 M3-3 Forms of Market Efficiency
  • 4、 M3-4 Implications of the Efficient Market Hypothesis
  • 5、 M3-5 Market Anomalies
  • 6、 M3-6 Behavioral Finance
  
  

  第6课节    Module 4 Overview of Equity Securities

  • 1、 M4-1 Characteristics of Equity Securities
  • 2、 M4-2 Private Versus Public Equity Securities
  • 3、 M4-3 Non-Domestic Equity Securities
  • 4、 M4-4 Risk and Return Characteristics
  • 5、 M4-5 Equity and Company Value
  
  

  第7课节    Module 5 Company Analysis: Past and Present

  • 1、 M5-1 Introduction
  • 2、 M5-2 Company Research Reports
  • 3、 M5-3 Determining the Business Model
  • 4、 M5-4 Revenue Analysis
  • 5、 M5-5 Operating Profitability and Working Capital Analysis
  • 6、 M5-6 Capital Investments and Capital Structure
  
  

  第8课节    Module 6 Industry and Competitive Analysis

  • 1、 M6-1 Introduction
  • 2、 M6-2 Uses of Industry Analysis
  • 3、 M6-3 Industry Classification
  • 4、 M6-4 Industry Survey
  • 5、 M6-5 Industry Structure and External Influences
  • 6、M6-6 Competitive Positioning
  
  

  第9课节    Module 7 Company Analysis: Forecasting

  • 1、 M7-1 Introduction
  • 2、 M7-2 Forecast Objects, Principles, and Approaches
  • 3、 M7-3 Forecasting Revenues
  • 4、 M7-4 Forecasting Operating Expenses and Working Capital
  • 5、 M7-5 Forecasting Capital Investments and Capital Structure
  • 6、 M7-6 Scenario Analysis
  
  

  第10课节    Module 8 Equity Valuation: Concept and Basic Tool

  • 1、 M8-1 Estimated value and market price
  • 2、 M8-2 Categories of Equity Valuation Models
  • 3、 M8-3 Discounted cash flow models(1)
  • 4、 M8-3 Discounted cash flow models(2)
  • 5、 M8-4 Multiplier models
  • 6、 M8-5 Asset-based valuation
  
  
• 第7章 Fixed Income(2024年)
  

  第2课节    Introduction

  • 1、 0-1 Introduction
  
  

  第3课节    Module 1 Fixed-Income Instrument Features

  • 1、 M1-1 Introduction
  • 2、 M1-2 Features of Fixed-Income Securities
  • 3、 M1-3 Bond Indentures and Covenants
  
  

  第4课节    Module 2 Fixed-Income Cash Flows and Types

  • 1、 M2-1 Introduction
  • 2、M2-2 Fixed-Income Cash Flow Structures
  • 3、 M2-3 Fixed-Income Contingency Provisions
  • 4、 M2-4 Legal, Regulatory, and Tax Considerations
  
  

  第5课节    Module 3 Fixed-Income Issuance and Trading

  • 1、 M3-1 Introduction
  • 2、 M3-2 Fixed-Income Segments, Issuers, and Investors
  • 3、 M3-3 Fixed-Income Indexes
  • 4、 M3-4 Primary and Secondary Fixed-Income Markets
  
  

  第6课节    Module 4 Fixed-Income Markets for Corporate Issuers

  • 1、 M4-1 Introduction
  • 2、 M4-2 Short-Term Funding Alternatives
  • 3、 M4-3 Repurchase Agreements
  • 4、 M4-4 Long-Term Corporate Debt
  
  

  第7课节    Module 5 Fixed-Income Markets for Government Issuers

  • 1、 M5-1 Introduction
  • 2、 M5-2 Sovereign Debt
  • 3、 M5-3 Sovereign debt issuance and trading
  • 4、 M5-4 Non-Sovereign, Quasi-Government, and Supranational Agency Debt
  
  

  第8课节    Module 6 Fixed-Income Bond Valuation: Prices and Yields

  • 1、 M6-1 Introduction
  • 2、 M6-2 Bond Pricing and the Time Value of Money
  • 3、 M6-3 Relationships between Bond Prices and Bond Features
  • 4、 M6-4 Matrix Pricing
  
  

  第9课节    Module 7 Yield and Yield Spread Measures for Fixed-Rate Bonds

  • 1、 M7-1 Introduction
  • 2、 M7-2 Periodicity and Annualized Yields
  • 3、 M7-3 Other Yield Measures, Conventions, and Accounting for Embedded Options
  • 4、 M7-4 Yield Spread Measures for Fixed-Rate Bonds and Matrix Pricing
  
  

  第10课节    Module 8 Yield and Yield Spread Measures for Floating-Rate Instruments

  • 1、 M8-1 Introduction
  • 2、 M8-2 Yield and Yield Spread Measures for Floating-Rate Notes
  • 3、 M8-3 Yield Measures For Money Market Instruments
  
  

  第11课节    Module 9 The Term Structure of Interest Rates: Spot, Par, and Forward Curves

  • 1、 M9-1 Introduction
  • 2、 M9-2 Maturity Structure of Interest Rates and Spot Rates
  • 3、 M9-3 Par and Forward Rates
  • 4、 M9-4 Spot, Par, And Forward Yield Curves
  
  

  第12课节    Module 10 Interest Rate Risk and Return

  • 1、 M10-1 Introduction
  • 2、 M10-2 Sources of Return From Investing In a Fixed-rate Bond
  • 3、 M10-3 Investment Horizon and Interest Rate Risk
  • 4、 M10-4 Macaulay Duration
  
  

  第13课节    Module 11 Yield-Based Bond Duration Measures and Properties

  • 1、 M11-1 Introduction
  • 2、 M11-2 Modified Duration
  • 3、 M11-3 Money Duration and Price Value of a Basis Point
  • 4、M11-4 Properties of Duration
  
  

  第14课节    Module 12 Yield-Based Bond Convexity and Portfolio Properties

  • 1、 M12-1 Introduction
  • 2、 M12-2 Bond Convexity and Convexity Adjustment
  • 3、 M12-3 Bond Risk and Return Using Duration and Convexity
  • 4、 M12-4 Portfolio Duration and Convexity
  
  

  第15课节    Module 13 Curve-Based and Empirical Fixed-Income Risk Measures

  • 1、 M13-1 Introduction
  • 2、 M13-2 Curve-Based Interest Rate Risk Measures
  • 3、 M13-3 Bond Risk and Return Using Curve-Based Duration
  • 4、 M13-4 Key Rate Duration as a Measure of Yield Curve Risk
  • 5、 M13-5 Empirical Duration
  
  

  第16课节    Module 14 Credit Risk

  • 1、 M14-1 Introduction
  • 2、 M14-2 Sources of Credit Risk
  • 3、 M14-3 Credit Rating Agencies and Credit Ratings
  • 4、 M14-4 Factors Impacting Yield Spreads
  
  

  第17课节    Module 15 Credit Analysis for Government Issuers

  • 1、 M15-1 Introduction
  • 2、 M15-2 Sovereign Credit Analysis
  • 3、 M15-3 Non-Sovereign Credit Risk
  
  

  第18课节    Module 16 Credit Analysis for Corporate Issuers

  • 1、 M16-1 Introduction
  • 2、 M16-2 Assessing Corporate Creditworthiness
  • 3、 M16-3 Financial Ratios in Corporate Credit Analysis
  • 4、 M16-4 Seniority Rankings, Recovery Rates, and Credit Ratings
  
  

  第19课节    Module 17 Fixed-Income Securitization

  • 1、 M17-1 Introduction
  • 2、 M17-2 The Benefits of Securitization
  • 3、 M17-3 The securitization process
  
  

  第20课节    Module 18 Asset-Backed Security (ABS) Instrument and Market Features

  • 1、 M18-1 Introduction
  • 2、 M18-2 Covered Bonds
  • 3、 M18-3 ABS Structures To Address Credit Risk
  • 4、 M18-4 Non-mortgage asset-backed securities
  • 5、 M18-5 Collateralized Debt Obligations
  
  

  第21课节    Module 19 Mortgage-Backed Security (MBS) Instrument and Market Features

  • 1、 M19-1 Introduction
  • 2、 M19-2 Time Tranching
  • 3、 M19-3 Mortgage Loans And Their Characteristic Features
  • 4、 M19-4 Residential Mortgage-Backed Securities (RMBS)
  • 5、 M19-5 Commercial Mortgage-Backed Securities (CMBS)
  
  
• 第8章 Derivatives(2024年)
  

  第2课节    Module 1 Derivative Instrument and Derivative Market Features

  • 1、M1-1 Introduction
  • 2、 M1-2 Derivative Features
  • 3、 M1-3 Derivatives Underlyings
  • 4、 M1-4 Derivative markets
  
  

  第3课节    Module 2 Forward Commitment and Contingent Claim Features and Instruments

  • 1、 M2-1&2 Forwards
  • 2、 M2-3 Futures(1)
  • 3、 M2-3 Futures(2)
  • 4、 M2-4 Swaps
  • 5、 M2-5 Options(1)
  • 6、 M2-5 Options(2)
  • 7、 M2-6 Credit derivatives
  
  

  第4课节    Module 3 Derivative Benefits, Risks, and Issuer and Investor Uses

  • 1、 M3-1 Introduction &2 Derivative Benefits
  • 2、 M3-3 Derivative Risks
  • 3、 M3-4 Issuer Use Of Derivatives
  • 4、 M3-5 Investor Use Of Derivatives
  
  

  第5课节    Module 4 Arbitrage, Replication, and the Cost of Carry in Pricing Derivatives

  • 1、 M4-1 Introduction & 2 Arbitrage
  • 2、 M4-3 Replication
  • 3、 M4-4 Costs and Benefits Associated with Owning the Underlying
  
  

  第6课节    Module 5 Pricing and Valuation of Forward Contracts and for an Underlying with Varying Maturities

  • 1、 M5-1&2 Introduction &Pricing and Valuation of Forward Commitments
  • 2、 M5-3 Pricing and Valuation of Interest Rate Forward Contracts
  
  

  第7课节    Module 6 Pricing and Valuation of Futures Contracts

  • 1、 M6-1&2&3 Pricing of Futures Contracts at Inception
  • 2、 M6-4 Interest Rate Futures versus Forward Contracts
  • 3、 M6-5 Forward and Futures Price Differences
  
  

  第8课节    Module 7 Pricing and Valuation of Interest Rates and Other Swaps

  • 1、 M7-1&2 Swaps Vs. Forwards
  • 2、 M7-3 Swap Values And Prices
  
  

  第9课节    Module 8 Pricing and Valuation of Options

  • 1、 M8-1&2&3 Option Exercise Value
  • 2、 M8-4&5&6&7 Replication
  • 3、 M8-8 Factors Affecting Option Value
  
  

  第10课节    Module 9 Option Replication Using Put–Call Parity

  • 1、 M9-1&2 Put–Call Parity
  • 2、 M9-3&4&5 Option Strategies Based on Put–Call Parity
  
  

  第11课节    Module 10 Valuing a Derivative Using a One-Period Binomial Model

  • 1、 M10-1&2&3 The Binomial Model
  • 2、 M10-4 Pricing a European Call Option
  • 3、 M10-5 Risk Neutrality
  
  
• 第9章 Alternative Investments(2024年)
  

  第2课节    Module 1 Alternative Investment Features, Methods, and Structures

  • 1、 M1-1 Alternative Investment Features, Methods, and Structures
  • 2、 M1-2 Alternative Investment Features, Methods, and Structures
  
  

  第3课节    Module 2 Alternative Investment Performance and Returns

  • 1、 M2 Alternative Investment Performance and Returns
  
  

  第4课节    Module 3 Investments in Private Capital: Equity and Debt

  • 1、 M3 Investments in Private Capital- Equity and Debt
  
  

  第5课节    Module 4 Real Estate and Infrastructure

  • 1、 M4 Real Estate and Infrastructure
  
  

  第6课节    Module 5 Natural Resources

  • 1、 M5 Natural Resources
  
  

  第7课节    Module 6 Hedge Funds

  • 1、 M6 Hedge Funds
  
  

  第8课节    Module 7 Introduction to Digital Assets

  • 1、 M7 Introduction to Digital Assets
  
  
• 第10章 Portfolio Management and Wealth Planning(2024年)
  

  第2课节    Introduction

  • 1、0-1 Introduction
  
  

  第3课节    Module 1 Portfolio Risk and Return: Part Ⅰ

  • 1、 M1-1 Utility Theory and Indifference Curves
  • 2、 M1-2 Efficient Frontier
  • 3、 M1-3 Capital Allocation Line and Capital Market Line
  
  

  第4课节    Module 2 Portfolio Risk and Return: Part Ⅱ

  • 1、 M2-1 Return Generating Models
  • 2、 M2-2 Capital Asset Pricing Model & Security Market Line
  • 3、 M2-3 Portfolio Performance Appraisal Measures
  
  

  第5课节    Module 3 Portfolio Management Overview

  • 1、 M3-1 Step in The Portfolio Management Process
  • 2、 M3-2 Types of Investors
  • 3、 M3-3 The Asset Management Industry
  • 4、 M3-4 Pooled Investment Products
  
  

  第6课节    Module 4 Basic of Portfolio Planning and Construction

  • 1、 M4-1 Portfolio Planning
  • 2、 M4-2 Portfolio Construction
  
  

  第7课节    Module 5 The Behavioral Biases of Individuals

  • 1、 M5-1 Behavioral Bias
  • 2、 M5-2 Behavioral Finance and Market Behavior
  
  

  第8课节    Module 6 Introduction to Risk Management

  • 1、 M6-1 Risk Management Framework
  • 2、 M6-2 Risk Categories
  • 3、 M6-3 Measuring and Modifying Risk
  
  
• 第11章 Ethical and Professional Standards(2024年)
  

  第2课节    Module 1 Ethics and Professionalism

  • 1、 M1-1 Ethics and Professionalism
  • 2、 M1-2 Challenges、Ethical vs. Legal、Decision-Making Frameworks
  • 3、 M1-3 summary
  
  

  第3课节    Module 2 Code of Ethics and Standards of Professional Conduct

  • 1、 M2 Code of Ethics and Standards of Professional Conduct
  
  

  第4课节    Module 3 Guidance for Standards I–VII

  • 1、 M3-1 I(A)Knowledge of the Law
  • 2、 M3-2 I(B)Independence and Objectivity-Guidance
  • 3、 M3-3 I(B)Independence and Objectivity-Case
  • 4、 M3-4 I(C)Misrepresentation-Guidance
  • 5、 M3-5 I(C)Misrepresentation-Cases
  • 6、 M3-6 I(D)Misconduct
  • 7、 M3-7 Ⅱ(A)Material NonpublicInformation-Guidance
  • 8、 M3-8 Ⅱ(A)Material Nonpublic Information-Cases
  • 9、 M3-9 Ⅱ(B)Market Manipulation
  • 10、 M3-10 III(A)Loyalty, Prudence and Care-Guidance
  • 11、 M3-11 III(A)Loyalty, Prudence and Care-Case
  • 12、 M3-12 III(B)Fair dealing
  • 13、 M3-13 III(C)Suitability
  • 14、 M3-14 III(D)Performance Presentation
  • 15、 M3-15 III(E)Preservation of Confidentiality
  • 16、 M3-16 IV(A)Loyalty-Guidance
  • 17、 M3-17 IV(A)Loyalty-Cases
  • 18、 M3-18 IV(B)Additional Compensation Arrangements
  • 19、 M3-19 IV(C)Responsibilities of Supervisors
  • 20、 M3-20 V(A)Diligenceand Reasonable basis-Guidance
  • 21、 M3-21 V(A)Diligenceand Reasonable basis-Cases
  • 22、 M3-22 V(B)Communication with clients+V(C)Record Retention
  • 23、 M3-23 VI(A)Disclosure of Conflicts
  • 24、 M3-24 VI(B)Priorityof Transaction+VI(C)Referral Fees
  • 25、 M3-25 VII(A)Conduct as members and candidates
  • 26、 M3-26 VII(B)Reference to CFAInstitute, Designation and Program
  
  

  第5课节    Module 4 Introduction to the Global Investment Performance Standards (GIPS)

  • 1、 M4 Introduction to the Global Investment
  
  

  第6课节    Module 5 Ethics Application

  • 1、 M5-1 Ethics Application
  • 2、 M5-2 Ethics Application
  • 3、 M5-3 Ethics Application
  • 4、 M5-4 Ethics Application
  • 5、M5-5 Ethics Application
  
  
• 第12章 Quantitative Methods(2023年)
  

  第2课节    Module 1 The Time Value of Money

  • 1、 Module 1-1 The Time Value of Money
  • 2、 Module 1-2 The Time Value of Money
  • 3、 Module 1-3 The Time Value of Money
  
  

  第3课节    Module 2 Organizing, Visualizing, and Describing Data

  • 1、 Module 2-1 Organizing, Visualizing, and Describing Data
  • 2、 Module 2-2 Organizing, Visualizing, and Describing Data
  • 3、 Module 2-3 Organizing, Visualizing, and Describing Data
  • 4、 Module 2-4 Organizing, Visualizing, and Describing Data
  • 5、 Module 2-5 Organizing, Visualizing, and Describing Data
  
  

  第4课节    Module 3 Probability Concepts

  • 1、 Module 3-1 Probability Concepts
  • 2、 Module 3-2 Probability Concepts
  • 3、 Module 3-3 Probability Concepts
  
  

  第5课节    Module 4 Common Probability Distributions

  • 1、 Module 4-1 Common Probability Distributions
  • 2、 Module 4-2 Common Probability Distributions
  • 3、 Module 4-3 Common Probability Distributions
  
  

  第6课节    Module 5 Sampling and Estimation

  • 1、 Module 5-1 Sampling and Estimation
  • 2、 Module 5-2 Sampling and Estimation
  • 3、 Module 5-3 Sampling and Estimation
  
  

  第7课节    Module 6 Hypothesis Testing

  • 1、 Module 6-1 Hypothesis Testing
  • 2、 Module 6-2 Hypothesis Testing
  
  

  第8课节    Module 7 Introduction to Linear Regression

  • 1、 Module 7-1 Introduction to Linear Regression
  • 2、 Module 7-2 Introduction to Linear Regression
  • 3、 Module 7-3 Introduction to Linear Regression
  
  
• 第13章 Economics(2023年)
  

  第2课节    overview

  • 1、overview
  
  

  第3课节    Module 1 Topics in Demand and Supply Analysis

  • 1、 M1-1 Topics in Demand and Supply Analysis
  • 2、 M1-2 Topics in Demand and Supply Analysis
  • 3、 M1-3 Topics in Demand and Supply Analysis
  • 4、 M1-4 Topics in Demand and Supply Analysis
  • 5、 M1-5 Topics in Demand and Supply Analysis
  
  

  第4课节    Module 2 The Firm and Market Structures

  • 1、 M2-1 The Firm and Market Structures
  • 2、 M2-2 The Firm and Market Structures
  • 3、 M2-3 The Firm and Market Structures
  
  

  第5课节    Module 3 Aggregate Output, Prices, and Economic Growth

  • 1、 M3-1 Aggregate Output, Prices, and Economic Growth
  • 2、 M3-2 Aggregate Output, Prices, and Economic Growth
  • 3、 M3-3 Aggregate Output, Prices, and Economic Growth
  • 4、 M3-4 Aggregate Output, Prices, and Economic Growth
  
  

  第6课节    Module 4 Understanding Business Cycles

  • 1、 M4-1 Understanding Business Cycles
  • 2、 M4-2 Understanding Business Cycles
  • 3、 M4-3 Understanding Business Cycles
  • 4、 M4-4 Understanding Business Cycles
  
  

  第7课节    Module 5 Monetary and Fiscal Policy

  • 1、 M5-1 Monetary and Fiscal Policy
  • 2、 M5-2 Monetary and Fiscal Policy
  
  

  第8课节    Module 6 International Trade and Capital Flows

  • 1、 M6 Introduction to Geopolitics
  
  

  第9课节    Module 7 Currency Exchange Rates

  • 1、 M7-1 International Trade and Capital Flows
  • 2、 M7-2 International Trade and Capital Flows
  
  

  第10课节    Module 8 Currency Exchange Rates

  
  
• 第14章 Financial Statement Analysts(2023年)
  

  第2课节    Module 1 Introduction to Financial Statement Analysis

  • 1、 M1-1 Introduction to Financial Statement Analysis
  • 2、 M1-2 Introduction to Financial Statement Analysis
  • 3、 M1-3 Introduction to Financial Statement Analysis
  • 4、 M1-4 Introduction to Financial Statement Analysis
  • 5、 M1-5 Introduction to Financial Statement Analysis
  
  

  第3课节    Module 2 Financial Reporting Standards

  • 1、 M2 Financial Reporting Standards
  
  

  第4课节    Module 3 Understanding Income Statements

  • 1、 M3-1 Understanding Income Statements
  • 2、 M3-2 Understanding Income Statements
  • 3、 M3-3 Understanding Income Statements
  • 4、 M3-4 Understanding Income Statements
  • 5、 M3-5 Understanding Income Statements
  
  

  第5课节    Module 4 Understanding Balance Sheets

  • 1、 M4 Understanding Balance Sheets
  
  

  第6课节    Module 5 Understanding Cash Flow Statements

  • 1、 M5-1 Understanding Cash Flow Statements
  • 2、 M5-2 Understanding Cash Flow Statements
  • 3、 M5-3 Understanding Cash Flow Statements
  
  

  第7课节    Module 6 Financial Analysis Techniques

  • 1、 M6-1 Financial Analysis Techniques
  • 2、 M6-2 Financial Analysis Techniques
  
  

  第8课节    Module 7 Inventories

  • 1、 M7-1 Inventories
  • 2、 M7-2 Inventories
  • 3、 M7-3 Inventories
  
  

  第9课节    Module 8 Long-Lived Assets

  • 1、 M8-1 Long-Lived Assets
  • 2、 M8-2 Long-Lived Assets
  • 3、 M8-3 Long-Lived Assets
  • 4、 M8-4 Long-Lived Assets
  
  

  第10课节    Module 9 Income Taxes

  • 1、 M9-1 Income taxes
  • 2、 M9-2 Income taxes
  
  

  第11课节    Module 10 Long-Term Liabilities

  • 1、 M10-1 Long-Term Liabilities
  • 2、 M10-2 Long-Term Liabilities
  • 3、 M10-3 Long-Term Liabilities
  
  

  第12课节    Module 11 Financial Reporting Quality

  • 1、 M11 Financial reporting quality
  
  

  第13课节    Module 12 Financial Statement Analysis: Applications

  • 1、 M12 Applications of Financial Statement Analysis
  
  
• 第15章 Corporate Issuers(2023年)
  

  第2课节    overview

  • 1、overview
  
  

  第3课节    Module 1 Corporate Structures and Ownership

  • 1、 M1-1 Corporate Structures and Ownership
  • 2、 M1-2 Corporate Structures and Ownership
  • 3、 M1-3 Corporate Structures and Ownership
  • 4、 M1-4 Corporate Structures and Ownership
  
  

  第4课节    Module 2 Introduction to Corporate Governance and Other ESG Consid

  • 1、 M2-1 Introduction to Corporate Governance and Other ESG Considerations
  • 2、 M2-2 Introduction to Corporate Governance and Other ESG Considerations
  
  

  第5课节    Module 3 Business Models & Risks

  • 1、 M3-1 Business Models & Risks
  • 2、 M3-2 Business Models & Risks
  
  

  第6课节    Module 4 Capital Investments

  • 1、 M4-1 Capital Investments
  • 2、 M4-2 Capital Investments
  
  

  第7课节    Module 5 Working Capital & Liquidity

  • 1、 M5-1 Working Capital & Liquidity
  • 2、 M5-2 Working Capital & Liquidity
  • 3、 M5-3 Working Capital & Liquidity
  
  

  第8课节    Module 6 Cost of Capital-Foundational Topics

  • 1、 M6-1 Cost of Capital-Foundational Topics
  • 2、 M6-2 Cost of Capital-Foundational Topics
  
  

  第9课节    Module 7 Capital Structure

  • 1、 M7-1 Capital Structure
  • 2、 M7-2 Capital Structure
  
  

  第10课节    Module 8 Measure of Leverage

  • 1、 M8-1 Measure of Leverage
  • 2、 M8-2 Measure of Leverage
  
  
• 第16章 Equity Investment(2023年)
  

  第2课节    Module 1 Market Organization and Structure

  • 1、 Module 1-1 Functions + Intermediaries
  • 2、 Module 1-2 Classification of assets (1)
  • 3、 Module 1-3 Classification of assets (2)
  • 4、 Module 1-4 Classification of markets
  • 5、 Module 1-5 Long & Short positions
  • 6、 Module 1-6 Leveraged position
  • 7、 Module 1-7 BidAsk + Order (1)
  • 8、 Module 1-8 Order (2)
  
  

  第3课节    Module 2 Security Market Indices

  • 1、 Module 2-1 Price & Total return
  • 2、 Module 2-2 Index construction (1)
  • 3、 Module 2-3 Index construction (2)
  • 4、 Module 2-4 Security market indexes
  
  

  第4课节    Module 3 Market Efficiency

  • 1、 Module 3-1 Forms of market efficiency
  • 2、 Module 3-2 Market anomalies
  • 3、 Module 3-3 Behavioral biases
  
  

  第5课节    Module 4 Overview of Equity Securities

  • 1、 Module 4-1 Common & Preferred shares
  • 2、 Module 4-2 PE + Depository receipts
  • 3、Module 4-3 Risk & Return of equity
  
  

  第6课节    Module 5 Introduction to Industry and company Analysis

  • 1、 Module 5-1 Industry classification
  • 2、 Module 5-2 Pricing power + Industry life cycle
  • 3、 Module 5-3 Company analysis
  
  

  第7课节    Module 6 Equity Valuation: Concept and Basic Tool

  • 1、 Module 6-1 Dividend
  • 2、 Module 6-2 GGM
  • 3、 Module 6-3 Multistage DDM
  • 4、 Module 6-4 FCFE
  • 5、 Module 6-5 Price multiplier
  • 6、 Module 6-6 EV + Asset-based valuation
  
  
• 第17章 Fixed Income(2023年)
  

  第2课节    Module 1 Fixed-Income Securities: Defining Elements

  • 1、 Module 1-1 Basic features of a fixed-income security
  • 2、 Module 1-2 Bond indenture
  • 3、 Module 1-3 Principal Repayment Structures
  • 4、 Module 1-4 Coupon payment Structure
  • 5、 Module 1-5 Callable bonds
  • 6、 Module 1-6 Putable、Convertible、Warrants
  
  

  第3课节    Module 2 Fixed-Income Markets: Issuance, Trading, and Funding

  • 1、 Module 2-1 Classification of Fixed-Income Markets
  • 2、 Module 2-2 Primary and Secondary Bond Markets，Bond of different issuers
  • 3、 Module 2-3 Corporate Debt and Structured financial instruments
  • 4、 Module 2-4 Short-term funding alternatives available to banks
  
  

  第4课节    Module 3 Introduction to Fixed-Income Valuation

  • 1、 Module 3-1 Bond Pricing with a single discount rate
  • 2、 Module 3-2 Flat Price, Accrued Interest, and the Full Price
  • 3、 Module 3-3 Matrix pricing，Yield measures for fixed-rate bonds
  • 4、 Module 3-4 Yield Measures for Floating-Rate Notes ,Money Market Instruments
  • 5、 Module 3-5 Yield Curve--Forward rates and spot rates
  • 6、 Module 3-6 Yield Spreads--G-spread,I spread,Z spread,OAS
  
  

  第5课节    Module 4 Introduction to Asset-Backed Securities

  • 1、 Module 4-1 Benefits of securitization, Structure of a Securitization
  • 2、 Module 4-2 Residential mortgage-backed securities
  • 3、 Module 4-3 Agency RMBS—Mortgage Pass-through securities
  • 4、 Module 4-4 Agency RMBS—Collateralized mortgage obligation
  • 5、 Module 4-5 Commercial mortgage backed securities (CMBS)
  • 6、 Module 4-6 Collateralized Debt Obligations (CDO) and Covered bonds
  
  

  第6课节    Module 5 Understanding Fixed-Income Risk and Return

  • 1、 Module 5-1 Computing annualized holding period return
  • 2、 Module 5-2 Yield Duration--Macaulay Duration and Modified Duration
  • 3、 Module 5-3 Approximate Modified Duration，Money Duration，PVBP，Effective Duration
  • 4、 Module 5-4 Portfolio Duration，Key rate duration
  • 5、 Module 5-5 Bond Convexity,Duration Gap,Credit and Liquidity Spread
  
  

  第7课节    Module 6 Fundamentals of Credit Analysis

  • 1、 Module 6-1 Credit Risk,Credit Risk,Credit Rating
  • 2、 Module 6-2 4C in credit analysis，Capacity、Collateral、Covenants、Character
  • 3、 Module 6-3 Factors influence yield spreads，Evaluating the credit
  
  
• 第18章 Derivatives(2023年)
  

  第2课节    Module 1 Derivative Instrument and Derivative Market Features

  • 1、M1-1 Introduction
  • 2、 M1-2 Derivative Features
  • 3、 M1-3 Derivatives Underlyings
  • 4、 M1-4 Derivative markets
  
  

  第3课节    Module 2 Forward Commitment and Contingent Claim Features and Inst

  • 1、 M2-1&2 Forwards
  • 2、 M2-3 Futures(1)
  • 3、 M2-3 Futures(2)
  • 4、 M2-4 Swaps
  • 5、 M2-5 Options(1)
  • 6、 M2-5 Options(2)
  • 7、 M2-6 Credit derivatives
  
  

  第4课节    Module 3 Derivative Benefits, Risks, and Issuer and Investor Uses

  • 1、 M3-1 Introduction &2 Derivative Benefits
  • 2、 M3-3 Derivative Risks
  • 3、 M3-4 Issuer Use Of Derivatives
  • 4、 M3-5 Investor Use Of Derivatives
  
  

  第5课节    Module 4 Arbitrage, Replication, and the Cost of Carry in Pricing

  • 1、 M4-1 Introduction & 2 Arbitrage
  • 2、 M4-3 Replication
  • 3、 M4-4 Costs and Benefits Associated with Owning the Underlying
  
  

  第6课节    Module 5 Pricing and Valuation of Forward Contracts and for an Und

  • 1、 M5-1&2 Introduction &Pricing and Valuation of Forward Commitments
  • 2、 M5-3 Pricing and Valuation of Interest Rate Forward Contracts
  
  

  第7课节    Module 6 Pricing and Valuation of Futures Contracts

  • 1、M6-1&2&3 Pricing of Futures Contracts at Inception
  • 2、 M6-4 Interest Rate Futures versus Forward Contracts
  • 3、 M6-5 Forward and Futures Price Differences
  
  

  第8课节    Module 7 Pricing and Valuation of Interest Rates and Other Swaps

  • 1、 M7-1&2 Swaps Vs. Forwards
  • 2、 M7-3 Swap Values And Prices
  
  

  第9课节    Module 8 Pricing and Valuation of Options

  • 1、M8-1&2&3 Option Exercise Value
  • 2、 M8-4&5&6&7 Replication
  • 3、 M8-8 Factors Affecting Option Value
  
  

  第10课节    Module 9 Option Replication Using Put–Call Parity

  • 1、 M9-1&2 Put–Call Parity
  • 2、 M9-3&4&5 Option Strategies Based on Put–Call Parity
  
  

  第11课节    Module 10 Valuing a Derivative Using a One-Period Binomial Model

  • 1、 M10-1&2&3 The Binomial Model
  • 2、 M10-4 Pricing a European Call Option
  • 3、 M10-5 Risk Neutrality
  
  
• 第19章 Alternative Investments(2023年)
  

  第2课节    Module 1 Categories, Characteristics, and Compensation Structures

  • 1、 M1-1 Introduction
  • 2、 M1-2 Investment methods
  • 3、 M1-3 Investment and compensation structures
  
  

  第3课节    Module 2 Performance Calculation and Appraisal of Alternative Inve

  • 1、 M2-1 Performance Appraisal
  • 2、 M2-2 Calculating Fees and Returns
  
  

  第4课节    Module 3 Private Capital, Real Estate, Infrastructure, Natural Res

  • 1、 M3-1 Private Capital
  • 2、 M3-2 Real Estate
  • 3、 M3-3 Infrastructure
  • 4、 M3-4 Natural Resources
  • 5、 M3-5 Hedge Funds
  
  
• 第20章 Portfolio Management and Wealth Planning(2023年)
  

  第2课节    Module 1 Portfolio management overview

  • 1、 M1-1 Portfolio management process+Types of investors
  • 2、 M1-2 The asset management industry+Pooled investment
  
  

  第3课节    Module 2 Portfolio Risk and Return: Part Ⅰ

  • 1、 M2-1 return measures+risk measures+portfolio risk
  • 2、 M2-2 Risk aversion and portfolio selection+ Efficient Frontier
  
  

  第4课节    Module 3 Portfolio Risk and Return: Part Ⅱ

  • 1、 M3-1 Capital Market Line+Systematic and Nonsystematic Risk+Beta
  • 2、 M3-2 CAPM+Portfolioperformanceappraisalmeasures
  
  

  第5课节    Module 4 Basic of Portfolio Planning and Construction

  • 1、 M4 Basic of Portfolio Planning and Construction
  
  

  第6课节    Module 5 The Behavioral Biases of Individuals

  • 1、 M5-1 BF —Cognitive error-Belief perseverance errors
  • 2、 M5-2 BF—Cognitive error-Information-processing biases+Emotional bias
  
  

  第7课节    Module 6 Introduction to Risk Management

  • 1、 M6-1 Risk Governance+Identification
  • 2、 M6-2 Measurement of market risk+Methods of risk modification
  
  

  第8课节    Module 7 Technical Analysis

  • 1、 M7-1 Definitionand scope+Technical analysis tools
  • 2、 M7-2 TechnicalAnalysisTools
  
  

  第9课节    Module 8 Fintech in Investment Management

  • 1、 M8 Fintechin Investment Management
  
  
• 第21章 Ethical and Professional Standards(2023年)
  

  第2课节    Module 1 Ethics and Professionalism

  • 1、 M1-1 Ethics and Professionalism
  • 2、 M1-2 Challenges、Ethical vs. Legal、Decision-Making Frameworks
  • 3、 M1-3 summary
  
  

  第3课节    Module 2 Code of Ethics and Standards of Professional Conduct

  • 1、 M2-1 Code of Ethics and Standards of Professional Conduct
  
  

  第4课节    Module 3 Guidance for Standards I–VII

  • 1、 M3-1 I(A)Knowledge of the Law
  • 2、 M3-2 I(B)Independence and Objectivity-Guidance
  • 3、 M3-3 I(B)Independence and Objectivity-Case
  • 4、 M3-4 I(C)Misrepresentation-Guidance
  • 5、 M3-5 I(C)Misrepresentation-Cases
  • 6、 M3-6 I(D)Misconduct
  • 7、 M3-7 Ⅱ(A)Material NonpublicInformation-Guidance
  • 8、 M3-8 Ⅱ(A)Material Nonpublic Information-Cases
  • 9、 M3-9 Ⅱ(B)Market Manipulation
  • 10、 M3-10 III(A)Loyalty, Prudence and Care-Guidance
  • 11、 M3-11 III(A)Loyalty, Prudence and Care-Case
  • 12、 M3-12 III(B)Fair dealing
  • 13、 M3-13 III(C)Suitability
  • 14、 M3-14 III(D)Performance Presentation
  • 15、 M3-15 III(E)Preservation of Confidentiality
  • 16、 M3-16 IV(A)Loyalty-Guidance
  • 17、 M3-17 IV(A)Loyalty-Cases
  • 18、 M3-18 IV(B)Additional Compensation Arrangements
  • 19、 M3-19 IV(C)Responsibilities of Supervisors
  • 20、 M3-20 V(A)Diligenceand Reasonable basis-Guidance
  • 21、 M3-21 V(A)Diligenceand Reasonable basis-Cases
  • 22、 M3-22 V(B)Communication with clients+V(C)Record Retention
  • 23、 M3-23 VI(A)Disclosure of Conflicts
  • 24、 M3-24 VI(B)Priorityof Transaction+VI(C)Referral Fees
  • 25、 M3-25 VII(A)Conduct as members and candidates
  • 26、 M3-26 VII(B)Reference to CFAInstitute, Designation and Program
  
  

  第5课节    Module 4 Introduction to the Global Investment Performance Standar

  • 1、 M4-1 Introduction to the Global Investment
  
  

  第6课节    Module 5 Ethics Application

  • 1、 M5-1 Ethics Application
  • 2、 M5-2 Ethics Application
  • 3、 M5-3 Ethics Application
  • 4、 M5-4 Ethics Application
  • 5、 M5-5 Ethics Application